Annual filings
Each year since incorporation.
All roc & corporate compliance services
ROC & Corporate Compliance
ROC Compliance Health Check
FinAura reviews your company's or LLP's corporate compliance in one go: annual filings, event-based forms, director KYC, registers and minutes, charges, demat and FEMA reporting. You get a short report of what is in order, what is overdue, what the late fees and risks are, and a plan to fix it in the right order.
- Certification through associate practising CAs and CSs
- Bangalore and across India
- Reply within one business day
What is covered
What ROC Compliance Health Check Covers
Everything the Registrar expects, checked once.
Event filings
Matched to what happened.
Directors
KYC, DIN status, disqualification.
Registers and minutes
Complete and signed.
Charges and demat
Registered and compliant.
Report and plan
Costs, risks and order of fixes.
How the month runs
How It Works
Pull, compare, report, fix.
Step 1
Pull
- MCA master data
- Filed forms
- Your records
Step 2
Compare
- What should exist
- What does
- Gaps
Step 3
Report
- Overdue items
- Fees and risks
- Plan
Step 4
Fix
- Filings brought current
- Registers
- Calendar set
Your part
What We Need From You
- 01Company or LLP name
- 02Access to your records and past filings
- 03Directors' details
- 04Any notices received
Our part
What You Get
- A clear compliance status
- Overdue items with costs
- A plan to fix in order
- A calendar for what comes next
A common question
What is ROC compliance?
The filings and records every company and LLP owes the Registrar of Companies: annual financial statements and returns, director KYC, forms whenever something changes, and the registers and minutes kept at the registered office.
Gaps carry daily late fees and can lead to directors being disqualified or the company being struck off, so it pays to know where you stand.
See annual ROC filingPlanFixed in order
ReviewGaps and risks
RecordsMCA and yours
Who it is for
Who It Is For
Founders unsure of status
Since a previous accountant.
Companies before a deal
Investor or buyer diligence.
Dormant companies
Revive or close.
Companies with notices
From the Registrar.
The rules, in plain English
What the Law Says
Companies Act, 2013
Sections 137 and 92
Every company files its financial statements and its annual return with the Registrar each year after the annual general meeting.
Official source: mca.gov.inCompanies Act, 2013
Section 96
Companies other than One Person Companies hold an annual general meeting within the time the Act allows after the financial year ends.
Official source: mca.gov.inCompanies (Appointment and Qualification of Directors) Rules, 2014
Rule 12A, as amended from 31 March 2026
Every holder of a director identification number files KYC once every three years, and again whenever their mobile number, email or address changes.
Official source: mca.gov.inThis is general information, not advice for your situation; we confirm what applies to you before any work starts.
Questions we get asked
ROC Compliance Health Check: Questions, Answered
What does a compliance health check cover?
Annual and event-based filings, director KYC and DIN status, registers and minutes, charges, demat and FEMA reporting, compared with what the law expects.
How do you know what was filed?
From the company's master data and filed documents on the MCA portal, checked against your own records.
What happens if directors are disqualified?
Directors of companies that miss annual filings for consecutive years can be disqualified. We check DIN status and advise on the route back.
Do you fix what you find?
Yes. The report includes a plan and a fee for bringing everything current.
Often Taken Together
All 14 ROC & Corporate Compliance services01ROC & Corporate ComplianceAnnual ROC Filings for CompaniesFinancial statements and annual return filed with the Registrar after the AGM, with the board and AGM paperwork prepared.02ROC & Corporate ComplianceStatutory Registers and MinutesRegisters, board minutes and resolutions kept up to date, so an inspection or due diligence holds no surprises.03ROC & Corporate ComplianceCompany and LLP ClosureStrike-off applications prepared and filed when a business is wound up.04Startups, Setup & GrowthAdvisory & Special ProjectsDue diligence, restructuring, CMA data and family business advisory, scoped as projects.05Accounting & FinanceVirtual CFOA Chartered Accountant reading your numbers, planning cash and guiding decisions.